Online Discussion Forum: Launching and embedding the FCA/PRA Conduct Rules
In June 2020 we hosted an online SM&CR discussion forum on the subject of implementing and embedding the FCA Conduct Rules during the Covid crisis.
Under the Senior Managers & Certification Regime, firms have to put in place arrangements to comply with the SM&CR Conduct Rules requirements and to train all employees in the conduct rules. Banks and insurance firms which have already implemented this should be carrying out regular monitoring of compliance with the Conduct Rules and annual refresher education.
We shared our Enterprise Learning Formula for implementing the Conduct rules:
- Raising awareness and understanding
- Implementation and application to individuals’ roles
- Embedding through identifying what good looks like
- Reinforcing through recognising great conduct
Download our presentation for more details.
Please look out for further emails from us, giving details of further Webinars during the Covid-19 lockdown. With guest speakers to be announced.