Online Discussion Forum: Assessing the Embedding of SM&CR and Launching Our New Toolkit.
In September 2020 we hosted an online SM&CR discussion forum on the subject of educating senior managers and assessing how far the SM&CR is embedded, launching our new ASSESS Toolkit. Download the slides and toolkit using the links below.
Topics we discussed included:
- Approaches to Educating Senior Managers
- What to cover in SMF education
- Educating SMFs on Culture, Governance, Conduct and Controls
- Assessing the embedding of SM&CR
- Good practice from other firms
- How Enterprise Learning can support clients.
In September 2020 the FCA published a new paper on its Round Tables with senior managers exploring its “Five Conduct Questions” it recommends senior managers should ask about their business. An interesting paper exploring how Conduct Culture can be assessed which we recommend as a helpful read.
Please look out for further emails from us, giving details of further Webinars during the Covid-19 lockdown. With guest speakers to be announced.