Senior Management & Conduct Regime

Senior Management & Conduct Regime

A large insurance company wanted to educate over 200 senior managers to develop their understanding of Conduct risk, regulation and how it impacted them and their teams as part of the implementation of the new Senior Management & Conduct Regime.

We were engaged to run half day education seminars to explore the FCA agenda and priorities and the implications for the managers involved. Each manager received copies of our CONSULT toolkit and committed to undertake an assessment of their own area to identify Conduct risks and ways of addressing them.

One manager commented “Very eye-opening, practical and informative and very relevant to me and my team.”

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