Benchmarking Regulated Financial Advice

Benchmarking Regulated Financial Advice

Our ADVISE model provides a management framework for the provision of financial advice.

We believe providing effective financial advice requires an interconnected and dynamic ‘system’, consisting of a number of core components that the firm and advisers can develop to underpin the quality of their advice.

The seven hexagons in our model set out what we think needs to be developed and in place, embedded within supportive culture and governance and driven by a focus on risk management and continuous improvement.

suitable advice standards diagram



WINNER: Best Customer Services – Compliance Register Awards 2016

FINALIST: Best Training Provider – Compliance Register Awards 2016

FINALIST: Best Business Development Project – British Excellence in Sales & marketing Awards (BESMA), 2016

WINNER: Best Consulting Firm of the Year – Thompson Reuters Awards 2011

WINNER: Best Consulting Services – Compliance Register Awards 2007

WINNER: Best Training Services – Compliance Register Awards 2006